[ONLINE] AML Fundamentals & Red Flags in Financial Institutions – 06 January

Effective compliance monitoring is critical for financial institutions to identify, manage, and mitigate regulatory risks. This session will guide participants through the design and implementation of a robust compliance monitoring programme, helping organisations ensure adherence to regulations and internal policies. Participants will gain practical insights into risk-based approaches, monitoring methodologies, and CMP reporting.

Instructed by: Elizabeth Sammut Borg. in: Uncategorized

Seminar Description

Background information relating to the session:

Effective compliance monitoring is critical for financial institutions to identify, manage, and mitigate regulatory risks. This session will guide participants through the design and implementation of a robust compliance monitoring programme, helping organisations ensure adherence to regulations and internal policies. Participants will gain practical insights into risk-based approaches, monitoring methodologies, and CMP reporting.

Specific topics to be covered during the session:

• Key components of an effective compliance monitoring programme
• Designing monitoring plans based on risk assessment
• Monitoring techniques and tools for various compliance functions
• Reporting findings and escalating issues effectively
• Continuous improvement and auditing of the monitoring programme

Target audience for the event:

• Compliance officers and managers
• Compliance specialists
• Legal and regulatory professionals
• Professionals involved in governance, risk, and compliance (GRC) functions

CPE

Qualifies for 2 CPE Core hours

Course Fee

The course fee is €60.00 Non-Members €55.00 For Members. The fee covers seminar participation and access to event resources. Login details will be provided closer to the date.

A receipt will be issued to all participants.

Event Resources

Participants will receive the event resources by email.

Additional Information

For more information, kindly use the following communication mediums:

T: 21 58 53 74   M: 77 01 17 19   E: info@skillsmalta.com      Webpage: www.skillsmalta.com