[ONLINE] The Regulatory Framework for Corporate Service Providers (CSP Rule book) – 12 January

Corporate Service Providers (CSPs) operate within an increasingly detailed regulatory framework, with regulatory expectations continuing to evolve in areas such as governance, risk management, customer due diligence, ongoing monitoring, compliance and regulatory reporting.

This webinar provides a practical overview of the Regulatory Framework for Corporate Service Providers – the CSP Rulebook, helping participants understand the key regulatory requirements applicable to CSPs in Malta and how these obligations translate into day-to-day operations.

Instructed by: Elizabeth Sammut Borg. in: Uncategorized

Seminar Description

Corporate Service Providers (CSPs) operate within an increasingly detailed regulatory framework, with regulatory expectations continuing to evolve in areas such as governance, risk management, customer due diligence, ongoing monitoring, compliance and regulatory reporting.

This webinar provides a practical overview of the Regulatory Framework for Corporate Service Providers – the CSP Rulebook, helping participants understand the key regulatory requirements applicable to CSPs in Malta and how these obligations translate into day-to-day operations.

The session will examine the principal requirements of the CSP regulatory framework, including the responsibilities of directors and senior management, governance arrangements, risk-based systems and controls, client onboarding and ongoing due diligence, record keeping, compliance functions and regulatory obligations.

Particular attention will be given to the practical implementation of the Rulebook and to common areas where CSPs need to strengthen their policies, procedures and internal controls. The webinar will also consider the importance of maintaining an effective compliance culture and ensuring that the CSP’s operations remain aligned with applicable regulatory expectations.

Participants will leave with a clearer understanding of the CSP Rulebook and the key areas that should be considered when reviewing or strengthening their organisation’s existing regulatory and compliance framework.

Agenda

• Introduction to the CSP regulatory framework
• The purpose and scope of the CSP Rulebook
• Licensing and regulatory obligations of CSPs
• Governance, management responsibilities and organisational requirements
• Risk management and internal control frameworks
• Client acceptance and onboarding requirements
• Customer due diligence and ongoing monitoring
• Record keeping and documentation
• Compliance responsibilities and the role of the Compliance Officer
• Regulatory reporting and supervisory expectations
• Policies, procedures and internal controls
• Common compliance challenges and practical considerations
• Key takeaways and Q&A

Target Audience:
Directors, shareholders and senior management of CSPs; Compliance Officers and MLROs; legal and accounting professionals; company administrators; corporate services professionals; risk and governance professionals; and others involved in the management, regulation or compliance of CSP activities in Malta.

CPE

Qualifies for 3 CPE Core hours

Course Fee

The course fee is €90.00 Non-Members €80.00 For Members. The fee covers seminar participation and access to event resources. Login details will be provided closer to the date.

A receipt will be issued to all participants.

Event Resources

Participants will receive the event resources by email.

Additional Information

For more information, kindly use the following communication mediums:

T: 21 58 53 74   M: 77 01 17 19   E: info@skillsmalta.com      Webpage: www.skillsmalta.com